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7 Network Working Group K. Zeilenga
8 Request for Comments: 4013 OpenLDAP Foundation
9 Category: Standards Track February 2005
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12 SASLprep: Stringprep Profile for User Names and Passwords
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14 Status of This Memo
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16 This document specifies an Internet standards track protocol for the
17 Internet community, and requests discussion and suggestions for
18 improvements. Please refer to the current edition of the "Internet
19 Official Protocol Standards" (STD 1) for the standardization state
20 and status of this protocol. Distribution of this memo is unlimited.
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22 Copyright Notice
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24 Copyright (C) The Internet Society (2005).
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26 Abstract
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28 This document describes how to prepare Unicode strings representing
29 user names and passwords for comparison. The document defines the
30 "SASLprep" profile of the "stringprep" algorithm to be used for both
31 user names and passwords. This profile is intended to be used by
32 Simple Authentication and Security Layer (SASL) mechanisms (such as
33 PLAIN, CRAM-MD5, and DIGEST-MD5), as well as other protocols
34 exchanging simple user names and/or passwords.
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36 1. Introduction
37
38 The use of simple user names and passwords in authentication and
39 authorization is pervasive on the Internet. To increase the
40 likelihood that user name and password input and comparison work in
41 ways that make sense for typical users throughout the world, this
42 document defines rules for preparing internationalized user names and
43 passwords for comparison. For simplicity and implementation ease, a
44 single algorithm is defined for both user names and passwords.
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46 The algorithm assumes all strings are comprised of characters from
47 the Unicode [Unicode] character set.
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49 This document defines the "SASLprep" profile of the "stringprep"
50 algorithm [StringPrep].
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52 The profile is designed for use in Simple Authentication and Security
53 Layer ([SASL]) mechanisms, such as [PLAIN], [CRAM-MD5], and
54 [DIGEST-MD5]. It may be applicable where simple user names and
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61 RFC 4013 SASLprep February 2005
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64 passwords are used. This profile is not intended for use in
65 preparing identity strings that are not simple user names (e.g.,
66 email addresses, domain names, distinguished names), or where
67 identity or password strings that are not character data, or require
68 different handling (e.g., case folding).
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70 This document does not alter the technical specification of any
71 existing protocols. Any specification that wishes to use the
72 algorithm described in this document needs to explicitly incorporate
73 this document and provide precise details as to where and how this
74 algorithm is used by implementations of that specification.
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76 2. The SASLprep Profile
77
78 This section defines the "SASLprep" profile of the "stringprep"
79 algorithm [StringPrep]. This profile is intended for use in
80 preparing strings representing simple user names and passwords.
81
82 This profile uses Unicode 3.2 [Unicode].
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84 Character names in this document use the notation for code points and
85 names from the Unicode Standard [Unicode]. For example, the letter
86 "a" may be represented as either <U+0061> or <LATIN SMALL LETTER A>.
87 In the lists of mappings and the prohibited characters, the "U+" is
88 left off to make the lists easier to read. The comments for
89 character ranges are shown in square brackets (such as "[CONTROL
90 CHARACTERS]") and do not come from the standard.
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92 Note: A glossary of terms used in Unicode can be found in [Glossary].
93 Information on the Unicode character encoding model can be found in
94 [CharModel].
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96 2.1. Mapping
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98 This profile specifies:
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100 - non-ASCII space characters [StringPrep, C.1.2] that can be
101 mapped to SPACE (U+0020), and
102
103 - the "commonly mapped to nothing" characters [StringPrep, B.1]
104 that can be mapped to nothing.
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106 2.2. Normalization
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108 This profile specifies using Unicode normalization form KC, as
109 described in Section 4 of [StringPrep].
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121 2.3. Prohibited Output
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123 This profile specifies the following characters as prohibited input:
124
125 - Non-ASCII space characters [StringPrep, C.1.2]
126 - ASCII control characters [StringPrep, C.2.1]
127 - Non-ASCII control characters [StringPrep, C.2.2]
128 - Private Use characters [StringPrep, C.3]
129 - Non-character code points [StringPrep, C.4]
130 - Surrogate code points [StringPrep, C.5]
131 - Inappropriate for plain text characters [StringPrep, C.6]
132 - Inappropriate for canonical representation characters
133 [StringPrep, C.7]
134 - Change display properties or deprecated characters
135 [StringPrep, C.8]
136 - Tagging characters [StringPrep, C.9]
137
138 2.4. Bidirectional Characters
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140 This profile specifies checking bidirectional strings as described in
141 [StringPrep, Section 6].
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143 2.5. Unassigned Code Points
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145 This profile specifies the [StringPrep, A.1] table as its list of
146 unassigned code points.
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148 3. Examples
149
150 The following table provides examples of how various character data
151 is transformed by the SASLprep string preparation algorithm
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153 # Input Output Comments
154 - ----- ------ --------
155 1 I<U+00AD>X IX SOFT HYPHEN mapped to nothing
156 2 user user no transformation
157 3 USER USER case preserved, will not match #2
158 4 <U+00AA> a output is NFKC, input in ISO 8859-1
159 5 <U+2168> IX output is NFKC, will match #1
160 6 <U+0007> Error - prohibited character
161 7 <U+0627><U+0031> Error - bidirectional check
162
163 4. Security Considerations
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165 This profile is intended to prepare simple user name and password
166 strings for comparison or use in cryptographic functions (e.g.,
167 message digests). The preparation algorithm was specifically
168 designed such that its output is canonical, and it is well-formed.
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175 RFC 4013 SASLprep February 2005
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178 However, due to an anomaly [PR29] in the specification of Unicode
179 normalization, canonical equivalence is not guaranteed for a select
180 few character sequences. These sequences, however, do not appear in
181 well-formed text. This specification was published despite this
182 known technical problem. It is expected that this specification will
183 be revised before further progression on the Standards Track (after
184 [Unicode] and/or [StringPrep] specifications have been updated to
185 address this problem).
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187 It is not intended for preparing identity strings that are not simple
188 user names (e.g., distinguished names, domain names), nor is the
189 profile intended for use of simple user names that require different
190 handling (such as case folding). Protocols (or applications of those
191 protocols) that have application-specific identity forms and/or
192 comparison algorithms should use mechanisms specifically designed for
193 these forms and algorithms.
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195 Application of string preparation may have an impact upon the
196 feasibility of brute force and dictionary attacks. While the number
197 of possible prepared strings is less than the number of possible
198 Unicode strings, the number of usable names and passwords is greater
199 than as if only ASCII was used. Though SASLprep eliminates some
200 Unicode code point sequences as possible prepared strings, that
201 elimination generally makes the (canonical) output forms practicable
202 and prohibits nonsensical inputs.
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204 User names and passwords should be protected from eavesdropping.
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206 General "stringprep" and Unicode security considerations apply. Both
207 are discussed in [StringPrep].
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209 5. IANA Considerations
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211 This document details the "SASLprep" profile of the [StringPrep]
212 protocol. This profile has been registered in the stringprep profile
213 registry.
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215 Name of this profile: SASLprep
216 RFC in which the profile is defined: RFC 4013
217 Indicator whether or not this is the newest version of the
218 profile: This is the first version of the SASPprep profile.
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220 6. Acknowledgement
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222 This document borrows text from "Preparation of Internationalized
223 Strings ('stringprep')" and "Nameprep: A Stringprep Profile for
224 Internationalized Domain Names", both by Paul Hoffman and Marc
225 Blanchet. This document is a product of the IETF SASL WG.
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235 7. Normative References
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237 [StringPrep] Hoffman, P. and M. Blanchet, "Preparation of
238 Internationalized Strings ("stringprep")", RFC 3454,
239 December 2002.
240
241 [Unicode] The Unicode Consortium, "The Unicode Standard, Version
242 3.2.0" is defined by "The Unicode Standard, Version
243 3.0" (Reading, MA, Addison-Wesley, 2000. ISBN 0-201-
244 61633-5), as amended by the "Unicode Standard Annex
245 #27: Unicode 3.1"
246 (http://www.unicode.org/reports/tr27/) and by the
247 "Unicode Standard Annex #28: Unicode 3.2"
248 (http://www.unicode.org/reports/tr28/).
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250 8. Informative References
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252 [Glossary] The Unicode Consortium, "Unicode Glossary",
253 <http://www.unicode.org/glossary/>.
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255 [CharModel] Whistler, K. and M. Davis, "Unicode Technical Report
256 #17, Character Encoding Model", UTR17,
257 <http://www.unicode.org/unicode/reports/tr17/>, August
258 2000.
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260 [SASL] Melnikov, A., Ed., "Simple Authentication and Security
261 Layer (SASL)", Work in Progress.
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263 [CRAM-MD5] Nerenberg, L., "The CRAM-MD5 SASL Mechanism", Work in
264 Progress.
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266 [DIGEST-MD5] Leach, P., Newman, C., and A. Melnikov, "Using Digest
267 Authentication as a SASL Mechanism", Work in Progress.
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269 [PLAIN] Zeilenga, K., Ed., "The Plain SASL Mechanism", Work in
270 Progress.
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272 [PR29] "Public Review Issue #29: Normalization Issue",
273 <http://www.unicode.org/review/pr-29.html>, February
274 2004.
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276 Author's Address
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278 Kurt D. Zeilenga
279 OpenLDAP Foundation
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281 EMail: Kurt (a] OpenLDAP.org
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289 RFC 4013 SASLprep February 2005
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292 Full Copyright Statement
293
294 Copyright (C) The Internet Society (2005).
295
296 This document is subject to the rights, licenses and restrictions
297 contained in BCP 78, and except as set forth therein, the authors
298 retain all their rights.
299
300 This document and the information contained herein are provided on an
301 "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
302 OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
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304 INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
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306 WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
307
308 Intellectual Property
309
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331
332
333 Acknowledgement
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335 Funding for the RFC Editor function is currently provided by the
336 Internet Society.
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